© 2020 by RIA Compliance Concepts | Austin

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  • Ivan Barretto

IARD / CRD Availablity


Not many investment advisory firms realize this, but the FINRA IARD/CRD is available on most Saturdays. This is great news for busy firms that were not able to make compliance amendments during the regular work week.

For more information about the IARD/CRD please click on the picture below.



#savings #personalfinances

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