Breakdown of Form CRS - Part I
We want to begin this post at the beginning. At first glance, you can see some of the similarities between the Brochure (ADV Part 2) and the Form CRS. While one glaring difference is that the Form CRS is also required for Broker-Dealers, this post will focus on the proposed requirements for Investment Advisers. Item 1: You should state your name and indicate whether you are an Investment Adviser registered with the Securities Exchange Commission or a state commission. If you