Welcome back! To wrap this up, we will discuss the final three Items that go on the ADV Part 3 aka Form CRS aka the “Not More Paperwork” form. We left off at Item 6 titled “Conflicts of Interest.” Under this heading you will need to include the phrase, “We benefit from the advisory services that we provide to you” followed by a brief description of those conflicts that may apply to you, such as sharing revenue with a third party or acting as a principal. Following the Conflic

Welcome back! To wrap this up, we will discuss the final three Items that go on the ADV Part 3 aka Form CRS aka the “Not More Paperwork” for

In our last post, we started you on a long journey discussing the requirements of the proposed Form CRS. We are going to pick up where we left off with the Standard of Conduct, Fees, and Firm Comparison sections. As you’re reading along, remember this whole document needs to be kept to 4 or fewer pages. Item 3, addresses Standard of Conduct. You will need to add the heading “Our Obligations to You,” and the section will need to include the following disclosure, “We must abide

We are going to pick up where we left off with the Standard of Conduct, Fees, and Firm Comparison sections. As you’re reading along, remembe