Compliance: Need to Know - Protecting Your Vulnerable Clients Part II
“So, Mrs. Anderson, how are you doing today?” You ask trying to make small talk. “Oh good, I guess…” she hesitantly said. “What’s wrong?” “Well, ever since Bob died I’ve been having troubles. My social security was always coming like clockwork. Now it seems that I am getting barely ANYTHING of what I deserve! Uncle Sam seems to take and take!” This was strange. You have never seen her angry like this before. “When did this start happening?” “About two or three months after th