The SEC can suspend trading security for up to ten business days to safeguard investors. This decision follows an investigation and a press release stating why. After the suspension, the shares will only resume trading under two conditions: If the ten days lapse or If the suspension gets lifted. The suspension period can vary depending on the specific circumstances. Read on for answers to common questions most investors have. Why Does the Sec Suspend Stocks From Trading? Trad

The SEC is responsible for educating investors about the common ways fraudsters and scammers use to obtain funds. Phishing, smishing, and vishing are forms of financial fraud. The fraudster tries to trick you into sharing sensitive financial and personal information. The difference between the three scams is the platform the fraudster uses. 1. Phishing Phishing involves targeting customers using fraudulent emails. The email asks you to click on a link to a fake website that’s

A Quick Guide to SEC Section 13 Filings Investment managers often oversee large portfolios worth millions or billions of dollars. Such investment firms must report to the Securities and Exchange Commission (SEC) for the sake of transparency to the public. These reporting requirements appear under Section 13 of the 1934 US Securities Exchange Act. Let's look at who qualifies for Section 13 filings and the different forms below. Do I Need to File Section 13 Reports? As an inves